Partners

As registered investment professionals, we are required to affiliate with a company in order to buy and sell investment products on behalf of investors.  Whole Wealth Management has chosen to work with Arkadios Capital, an independent broker/dealer, which means our firm remains independent, too. We are free to act in your best interest, without pressure to promote a particular product or strategy. It's a model that differs from that of some other, larger financial firms whose financial representatives are accountable not just to their clients, but also to the parent company that employs them.

Arkadios Capital is an independent broker-dealer and registered investment advisor that supports financial professionals across the United States. The firm provides investment platforms, compliance oversight, technology, and operational resources that help advisors deliver personalized financial guidance. Through its partnership with Arkadios Capital, our firm has access to a broad range of investment solutions while maintaining an independent approach focused on serving our clients' best interests.

As part of our effort to provide you with quality service, our broker-dealer, Arkadios Capital, has an  agreement with  National Financial Services, LLC (NFS)* by which NFS provides trade execution, clearing, and other related services for your brokerage account. NFS is a Fidelity Investments company. The strength and reputation associated with Fidelity Investments is one of the many reasons we are pleased to be connected with NFS. As a privately held business, Fidelity mirrors our spirit of independence. They, too, are free from the distractions and mandates of a publicly held firm, so they can focus on providing quality products and services. The services provided to us from NFS enhance your experience. At the direction of Arkadios Capital, NFS is responsible for: The execution, clearance, and settlement of securities transactions. Preparing and sending transaction confirmations and periodic statements of your account. The custody (or safekeeping), receipt, and delivery of funds and securities. The extension of margin credit upon approval.

Download this brochure to learn more about National Financial Services, LLC.

*Fidelity Clearing & Custody SolutionsSM provides a comprehensive clearing and custody platform, brokerage services, trading capabilities, and practice management and consulting to registered investment advisors (RIAs), including strategic acquirers and professional asset managers, as well as retirement recordkeepers, broker-dealer firms, banks, and insurance companies through National Financial Services LLC (NFS) or Fidelity Brokerage Services LLC, Members NYSE, SIPC. In addition to providing services to third-party institutions, the NFS brokerage platform supports all the clearing and custody businesses at Fidelity, including Fidelity’s retail and capital markets businesses, bringing NFS assets under administration to $3.1 trillion